在开发机构大客户时 有违基金销售机构人员行为规范的是( )A.承诺基金经理定期不定期与其保持密切联系
在开发机构大客户时，有违基金销售机构人员行为规范的是( )
A.承诺基金经理定期不定期与其保持密切联系
B.承诺若认购规模超过5亿元，免收认购费
C.承诺及时地将公开的信息与其沟通
D.承诺定期提供详尽的投资策略报告
参考解答
490***101
2024-11-11 15:05:17
正确答案：B
解析：基金销售机构在基金销售活动中，不得有下列行为：
①在签订销售协议或销售基金的活动中进行商业贿赂;
②以排挤竞争对手为目的，压低基金的收费水平;
③未经公告擅自变更向基金投资人的收费项目或收费标准，或通过先收后返、财务处理等方式变相降低收费标准;
④采取抽奖、回扣或者送实物、保险、基金份额等方式销售基金;
⑤其他违反法律、行政法规的规定，扰乱行业竞争秩序的行为。
相似问题
As a result of a change in strategy to selling dif
As a result of a change in strategy to selling differentiated products at premium prices, a company’s gross margin ratio i
The 2012 income statement for a subject company is
The 2012 income statement for a subject company is as follows:For 2013, net sales are projected to increase by 12%, gross
Kim Lee CFA is trying to forecast net income for
Kim Lee, CFA, is trying to forecast net income for Robinson’s Ltd, a chain of retail furniture outlets He has prepared t
At the beginning of a year Company X has opted to
At the beginning of a year, Company X has opted to sell all of its $450,000 of receivables to finance a reduction in its
私募基金管理人保存私募基金投资决策 交易等方面的记录 保存期限自基金清算终止之日起不得少于( )年。
私募基金管理人保存私募基金投资决策、交易等方面的记录，保存期限自基金清算终止之日起不得少于( )年。A 3B 5C 10D 15
